FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
SEAN C. LEMIEUX KENDRA GOWDY GJERDINGEN
Fishers, Indiana ANDREW C. MALLOR
Mallor Clendening Grodner & Bohrer, LLP
Bloomington, Indiana
IN THE
COURT OF APPEALS OF INDIANA
IN RE: The Parentage of A.B., )
)
DAWN KING on her own behalf and as next friend )
Of A.B., a minor, )
)
Appellant-Petitioner, )
)
vs. ) No. 53A01-0407-JV-284
)
S.B., )
)
Appellee-Respondent. )
APPEAL FROM THE MONROE CIRCUIT COURT
The Honorable Kenneth G. Todd, Judge
Cause No. 53C03-0310-JP-613
November 24, 2004
OPINION - FOR PUBLICATION
FRIEDLANDER, Judge
Dawn King, on her own behalf and as next friend of A.B., a
minor, initiated the instant declaratory judgment action against A.B.s biological mother, Stephanie Benham,
seeking to establish her (Dawns) co-parentage of A.B., a child conceived by artificial
insemination during Dawn and Stephanies intimate domestic relationship. Dawn appeals the trial
courts dismissal of her complaint for failure to state a claim upon which
relief may be granted.
We reverse and remand.
The complaint reveals the following relevant facts. Dawn and Stephanie shared
their home and their lives for nearly nine years, beginning in 1993.
During their relationship, the couple shared joint finances and held themselves out to
their families, friends, and community as a couple in a committed, loving relationship.
Dawn and Stephanie even participated in a commitment ceremony at which they
proclaimed themselves to be committed domestic partners before family and friends.
After several years together, the couple jointly decided to bear and raise a
child together. They mutually determined that Stephanie would be impregnated by artificial
insemination and that Dawns brother would be the semen donor. Stephanie suggested
using Dawns brother as the semen donor because she wanted both herself and
Dawn to be genetically related to the child. Dawns brother agreed to
be the semen donor. All parties involved (Dawn, Stephanie, and the brother)
intended for Dawn and Stephanie to be co-parents of the resulting child, assuming
equal parental roles in the childs care and support. Stephanie was artificially
inseminated with semen donated by Dawns brother in August 1998, and A.B. was
born on May 15, 1999. Dawn was present for and participated in
A.B.s birth. Further, all expenses associated with the pregnancy and birth that
were not covered by insurance were paid from the couples joint bank account.
At some point following A.B.s birth, Dawn, with Stephanies consent, filed a co-parent
petition to adopt A.B. While the adoption was pending, the parties separated
for approximately three months, and Stephanie withdrew her consent to the adoption.
During this brief period of separation, Dawn paid child support for A.B.s benefit
and enjoyed regular visitation. For reasons not apparent in the record, the
adoption was not pursued any further after Dawn and Stephanie reconciled and resumed
living together as a family. The relationship between Dawn and Stephanie eventually
ended in January 2002. Thereafter, Dawn paid monthly child support and continued
to have regular and liberal visitation with A.B. until late July 2003.
At that point, Stephanie unilaterally terminated visitation and began rejecting Dawns support payments.
From A.B.s birth until July 2003, Dawn and Stephanie acted as co-parents, with
important decisions concerning A.B. being determined by them in concert. Dawn has
cared for A.B. as a parent, feeding and bathing her, attending doctors appointments,
providing health insurance coverage, and generally providing the financial and emotional support of
a parent. She held A.B. out to family, friends, and the community
as her daughter. Stephanie consented to and encouraged the formation of a
parent-child relationship between Dawn and A.B. Dawn and A.B. have established a
bonded, dependent parent-child relationship, and A.B. knows Dawn as her mother in the
same manner that she knows Stephanie as her mother. A.B. calls Dawn
Momma.
On October 31, 2003, Dawn filed the instant declaratory judgment action,
seeking to be recognized as A.B.s legal second parent with all of the
attendant rights and obligations of a biological parent. Alternatively, the complaint asserted
that, even if Dawn is not A.B.s legal second parent, she nonetheless acted
in loco parentis and in a custodial and parental capacity entitling her to,
at a minimum, continued visitation with A.B. Stephanie moved to dismiss the
complaint for failure to state a claim upon which relief may be granted.
The trial court heard argument on the motion to dismiss on March
8, 2004. Thereafter, on June 1, 2004, the trial court, with apparent
reluctance, dismissed the complaint for failure to state a claim. The trial
court concluded in part:
The Court is, under the circumstances presented, sympathetic to the nature of Dawns
claim, particularly in light of the apparent bonding between A.B. and her during
the tenure of Dawns relationship with Stephanie and A.B.s best interests. The
Court is also sufficiently prescient to anticipate that the law will have to
extend some form of recognition to gay and lesbian relationships to create a
structure within which a myriad of legal issues emanating from such partnerships may
be resolved, much as it has done with unmarried heterosexual couples.
* * *
More to the point of the issues in this case, there is no
Indiana precedent supporting Dawns request and a search for the public policy of
this state which might provide guidance provides no clear path.
There are omens that the law related to parentage in the context of
assisted conception and gay-lesbian relationships is in the early stages of development, at
least in this state.
* * *
The Court has spent considerable time in research and contemplation and much additional
discussion might be devoted to the arguments of the parties and the legal
authorities upon which they rely. However, it is sufficient to note that
Dawn has no relationship to A.B. within the context of any relationship presently
given legal recognition by the State of Indiana that might permit her to
claim parentage of A.B.
The State of Indiana has recognized four sources of parentage: heterosexual marriages
and biological paternity, the limited circumstance of children conceived by artificial fertilization within
a marital relationship with the assistance of an anonymous semen donor (Levin v.
Levin, [645 N.E.2d 601 (Ind. 1994)]), and adoption.
Only adoption has provided a vehicle by which gay-lesbian couples in Indiana who
wish to co-parent children may avoid public policy issues and biologically-related sub-issues related
to same-sex relationships. For reasons not known to the Court, Dawn did
not pursue to conclusion her petition to adopt A.B. in the four years
which elapsed between A.B.s birth and the date the parties separated.
Dawns claim could be granted only if the Court were to create by
its order a relationship for which there is no statutory or judicial authority
in the State of Indiana. It is not within the province of
the trial court to do so.
* * *
Appendix at 5-7. Dawn appeals the dismissal of her complaint.
This case comes before us following the trial courts dismissal of Dawns complaint
pursuant to Ind. Trial Rule 12(B)(6). On appeal, we view motions to
dismiss for failure to state a claim with disfavor because such motions undermine
the policy of deciding causes of action on their merits. McQueen v.
Fayette County Sch. Corp., 711 N.E.2d 62 (Ind. Ct. App. 1999), trans. denied.
Our standard of review in this regard is well settled.
A Trial Rule 12(B)(6) motion to dismiss for failure to state a claim
upon which relief can be granted tests the legal sufficiency of a claim,
not the facts supporting it. Therefore, we view the complaint in the
light most favorable to the non-moving party, drawing every reasonable inference in favor
of this party. In reviewing a ruling on a motion to dismiss,
we stand in the shoes of the trial court and must determine if
the trial court erred in its application of the law. The trial
courts grant of a motion to dismiss is proper if it is apparent
that the facts alleged in the complaint are incapable of supporting relief under
any set of circumstances. Furthermore, in determining whether any facts will support
the claim, we look only to the complaint and may not resort to
any other evidence in the record.
Gorski v. DRR, Inc., 801 N.E.2d 642, 644-45 (Ind. Ct. App. 2003) (citations
omitted).
Dawn asserts that the trial court interpreted Levin v. Levin too narrowly and
that the reasoning of that case should apply here. In particular, she
claims that when a committed same-sex couple makes a joint decision to bear
a child through artificial insemination and raise the child together as co-parents, Indiana
law should protect the relationship between the child and her second parent in
the same manner it protects the relationship between a nonbiological parent and his
child born within the marriage under similar circumstances.
In Levin v. Levin, our supreme court decided an issue of first impression
brought on by advancing reproductive technology, an area that our legislature has been
slow to address.
See footnote In particular, the court was asked to determine whether
a husband who consents to artificial insemination of his wife with the sperm
of a third-party donor is the legal father of the resulting child.
In that case, Donald Levin sought to vacate a child support order on
the basis that the child was not his biological son. The supreme
court held, in part, that Donald was equitably estopped from denying his child
support obligation (i.e., he was legally responsible for the child),See footnote explaining as follows:
The doctrine of estoppel springs from equitable principles, and it is designed to
aid in the administration of justice where, without its aid, injustice might result.
Our use of this doctrine is not limited to circumstances involving an
actual or false representation or concealment of an existing material fact. Rather,
equitable estoppel is an [sic] remedy available if one party through his course
of conduct knowingly misleads or induces another party to believe and act upon
his conduct in good faith without knowledge of the facts.
The trial court found that Donald induced Barbara to go forward with the
artificial insemination. He consented both orally and in writing to the procedure.
This consent constituted Donalds promise to become the father of the resulting
child and to assume his support. Moreover, Donald held the child out
as his own for fifteen years. He made no objection to declaring
the child a child of the marriage in the dissolution decree in 1987.
Barbara relied in good faith upon Donalds actions and consequently bore a
child for which she believed both she and Donald would be responsible.
Accordingly, Donald is now estopped from denying his obligations toward this child.
To hold otherwise would be unjust.
Levin v. Levin, 645 N.E.2d at 604-05 (citations and footnote omitted). Thus,
the court found Donald legally responsible for the child. Id. at 603-04.
While Levin v. Levin was certainly presented in the context of a marriage,
the supreme courts analysis as set forth above does not expressly hinge on
the marital status of the parties and is equally applicable to the case
at hand. Moreover, we agree with Dawn that no [legitimate] reason exists
to provide the children born to lesbian parents through the use of reproductive
technology with less security and protection than that given to children born to
heterosexual parents through artificial insemination. Appellants Brief at 11. As we
have recently observed in the context of same-sex adoptions, we cannot close our
eyes to the legal and social needs of our society; the strength and
genius of the common law lies in its ability to adapt to the
changing needs of the society it governs. Adoption of K.S.P., 804 N.E.2d
1253 (Ind. Ct. App. 2004) (citing Adoption of M.M.G.C., 785 N.E.2d 267 (Ind.
Ct. App. 2003)).
[O]ur paramount concern should be with the effect of our laws on the
reality of childrens lives. It is not the courts that have engendered
the diverse composition of todays families. It is the advancement of reproductive
technologies and societys recognition of alternative lifestyles that have produced families in which
a biological, and therefore a legal, connection is no longer the sole organizing
principle. But it is the courts that are required to define, declare
and protect the rights of children raised in these families, usually upon their
dissolution. At that point, courts are left to vindicate the public interest
in the childrens financial support and emotional well-being by developing theories of parenthood,
so that legal strangers who are de facto parents may be awarded custody
or visitation or reached for support. Case law and commentary on the
subject detail the years of litigation spent in settling these difficult issues while
the children remain in limbo, sometimes denied the affection of a parent who
has been with them from birth.
Adoption of K.S.P., 804 N.E.2d at 1259 (quoting Adoptions of B.L.V.B. & E.L.V.B.,
160 Vt. 368, 376, 628 A.2d 1271, 1276 (1993)).
We encourage the Indiana legislature to help us address this current social reality
by enacting laws to protect children who, through no choice of their own,
find themselves born into unconventional familial settings.
See footnote Until the legislature enters this
arena, however, we are left to fashion the common law to define, declare,
and protect the rights of these children.
See Ind. Const. art. I,
§ 12 (providing in part, [a]ll courts shall be open; and every person,
for injury done to him
shall have remedy by due course of law).
We, therefore, hold that when two women involved in a domestic relationship agree
to bear and raise a child together by artificial insemination of one of
the partners with donor semen, both women are the legal parents of the
resulting child.
Assuming the facts alleged in the complaint to be true, as
we must at this stage, it is apparent that A.B. would not have
been born if Dawn and Stephanie had not agreed to be co-parents to
the resulting child. Dawn, as well as her brother who acted as
the semen donor, relied in good faith on Stephanies representations in this regard.
Dawn and Stephanie, as a committed couple who could not marry, determined
to bear and raise a child together. With the help of reproductive
technology and the donation from Dawns brother, they engaged in a nontraditional procreative
act and achieved their goal of having a child who is genetically related
to both women. Dawn and Stephanie proceeded, as agreed and intended, to
raise the child together, both financially and emotionally, and to hold A.B. out
as the daughter of both women for several years. Even after the
couples relationship ended, Dawn continued to share in the parenting of A.B., enjoying
liberal visitation with A.B. and paying monthly child support for well over a
year. For the first four years of A.B.s life, Stephanie consented to
and encouraged the formation of a parent-child relationship between Dawn and A.B.
A bonded, dependent parent-child relationship was, in fact, established between Dawn and A.B.,
and A.B. has grown up knowing Dawn as her mother in the same
manner that she knows Stephanie as her mother.
Stephanie asserts, with little analysis, that establishing Dawn as a parent, over Stephanies
objection as the childs biological parent, would violate her constitutional right to make
decisions concerning the custody and control of her daughter. We do not
dispute that the Due Process Clause of the Fourteenth Amendment of the United
States Constitution protects the fundamental right of parents to make decisions concerning the
care, custody, and control of their children. See Troxel v. Granville, 530
U.S. 57 (2000) (plurality); Guardianship of L.L., 745 N.E.2d 222 (Ind. Ct. App.
2001), trans. denied. In the instant case, however, we have determined that
both Stephanie and Dawn are the legal parents of A.B. and stand on
equal footing with respect to the child. When Stephanie agreed to bear
and raise a child with Dawn and, thereafter, consented to and actively fostered
a parent-child relationship between Dawn and A.B., she presumptively made decisions in the
best interest of her child and effectively waived the right to unilaterally sever
that relationship when her romantic relationship with Dawn ended.
See footnote
Cf. T.B. v.
L.R.M., 567 Pa. 222, 786 A.2d 913 (2001) (observing, under similar circumstances, that
biological mothers rights do not extend to erasing a relationship between her partner
and her child which she voluntarily created and actively fostered simply because after
the parties separation she regretted having done so); Parentage of L.B., 121 Wash.
App. 460, 484, 89 P.3d 271, 283 (2004) (de facto parentage rule recognized
by other states emphasizes the original consent of the legal parent to the
relationship) (emphasis in original).
We conclude that the facts alleged in the complaint, including the reasonable inferences
that can be drawn from those facts, are capable of supporting the relief
sought by Dawn in her claim for declaratory judgment. Therefore, the trial
court erroneously granted the motion to dismiss. We remand for further proceedings
consistent with this opinion.
Judgment reversed and remanded.
DARDEN, J., and MATHIAS, J., concur.
Footnote:
In 1994, our supreme court observed: The Indiana legislature
has acknowledged the use of artificial insemination, though it has not addressed the
support obligation of parents where artificial fertilization lead to the conception of the
child.
Straub v. B.M.T. by Todd, 645 N.E.2d 597, 600 (Ind. 1994).
The court emphasized that a good number of states have adopted legislation,
based upon uniform acts, to the effect that the donor of semen or
ova, provided to a licensed physician for use in the artificial fertilization of
a woman, is treated under the law as if he or she were
not the natural parent of the child thereby conceived. Id. As
of yet, our legislature has not responded with any such statutes. We,
therefore, take it upon ourselves to conclude that a third-party donor of semen
or ova, provided to a licensed physician for use in the artificial fertilization
of a woman, is not a natural parent of the resulting child.
Footnote:
With regard to a
separate issue, the supreme court held
that a child conceived by artificial insemination with the consent of both spouses
falls within the Dissolution of Marriage Acts definition of a child of the
marriage. As the parties in the case at hand were not married,
this holding is not particularly relevant to our discussion.
Footnote:
We observe that the legislature has acted to protect children
born into void or voidable marriages. In the context of annulled marriages,
bigamous marriages, and marriages between individuals more closely related than second cousins, the
legislature has provided that in most circumstances children of these marriages shall be
treated as if they are children of a valid marriage or a marriage
that is not void.
See Ind. Code Ann. § 31-13-1-1 (West 1998)
(marriages between closely related relatives); I.C. § 31-13-1-2 (West 1998) (bigamous marriages); I.C.
§ 31-13-1-3 (West 1998) (annulled marriages).
Footnote:
Contrary to Stephanies assertion on appeal, Dawns relationship with A.B.
has its source in Stephanies original consent to and fostering of said relationship,
rather than in the power of the State through its judiciary. Further,
we do not find Dawns position akin to foster parents seeking to prevent
the return of their foster children to the childrens natural parents. As
our supreme court has observed: Unlike parent and step-parent relationships, foster relationships
are designed to be temporary, providing a safe, nurturing environment until the child
can either be returned to the natural parents or adopted by new ones.
Worrell v. Elkhart County Office of Family and Children, 704 N.E.2d 1027,
1029 (Ind. 1998) (quoting Indiana Foster Family Handbook 46 (1995)). Based on
the facts before us, Stephanie cannot sincerely argue that the relationship between Dawn
and A.B., which she helped create, was designed to be temporary.