FOR PUBLICATION
ATTORNEY FOR APPELLANTS: ATTORNEY FOR APPELLEE:
ALAN D. BURKE JAMES N. CLEVENGER
Burke & Lee Kizer & Neu
Rochester, Indiana Plymouth, Indiana
IN THE
COURT OF APPEALS OF INDIANA
DAVID A. YOQUELET, et al., )
)
Appellants-Plaintiffs, )
)
vs. ) No. 50A03-0309-CV-343
)
MARSHALL COUNTY, )
)
Appellee-Defendant. )
APPEAL FROM THE MARSHALL CIRCUIT COURT
The Honorable Rex L. Reed, Special Judge
Cause No. 50C01-9612-CP-102
July 8, 2004
OPINION - FOR PUBLICATION
SHARPNACK, Judge
David Yoquelet and other former employees of Marshall County
See footnote (collectively Employees) appeal the
trial courts grant of Marshall Countys motion for summary judgment. Employees raise
one issue, which we restate as whether the trial court erred by granting
Marshall Countys motion for summary judgment in part. Because the appellants have
not provided us with the materials necessary to consider their appeal, we affirm.
The relevant facts follow. On December 4, 1996, Employees filed a complaint
for unpaid wages against Marshall County for the calendar years 1991 through 1995.
In 2000, Employees filed a motion for partial summary judgment which was
denied. Marshall County later filed a motion for summary judgment along with
its designation of evidence in support of its motion. Employees filed a
response to Marshall Countys motion for summary judgment along with their designation of
evidence in support of their response. On January 28, 2003, after a
hearing, the trial court granted Marshall Countys motion for summary judgment in part,
finding that Marshall County was entitled to judgment as a matter of law
with regard to [Employees] claims for additional compensation for the calendar years 1992,
1993, and 1994. Appellees Appendix at 21. On May 7, 2003,
the matter proceeded to trial on the remaining issues, and the trial court
entered judgment for Marshall County. Employees filed a motion to correct errors,
which the trial court denied.
Employees then filed a notice of appeal from the trial courts January 28,
2003 partial grant of Marshall Countys motion for summary judgment.
See footnote On appeal,
Employees filed an appellants brief but did not file an appellants appendix, and
Marshall County filed an appellees brief along with its appellees appendix.See footnote Employees
then filed a reply brief.
The sole issue is whether the trial court erred by granting Marshall Countys
motion for summary judgment. On appeal, the standard of review of a
grant or denial of a motion for summary judgment is the same as
that used in the trial court: summary judgment is appropriate only where the
designated evidence shows that there is no genuine issue of material fact and
the moving party is entitled to a judgment as a matter of law.
Corr v. Am. Family Ins., 767 N.E.2d 535, 537 (Ind. 2002).
On appeal, the trial court grant of summary judgment is clothed with a
presumption of validity and the appellant has the burden to prove that the
trial court erred in its determination that there are no genuine issues of
material fact and that the moving party is entitled to judgment as a
matter of law. Rosi v. Bus. Furniture Corp., 615 N.E.2d 431, 434
(Ind. 1993) (quoting Ind. Dept of State Revenue v. Caylor-Nickel Clinic, P.C., 587
N.E.2d 1311, 1312-1313 (Ind. 1992)).
Trial Rule 56(c) provides, in part, that:
At the time of filing the motion or response, a party shall designate
to the court all parts of pleadings, depositions, answers to interrogatories, admissions, matters
of judicial notice, and any other matters on which it relies for purposes
of the motion. A party opposing the motion shall also designate to
the court each material issue of fact which that party asserts precludes entry
of summary judgment and the evidence relevant thereto.
When reviewing the grant of a motion for summary judgment, we may consider
only those portions of the pleadings, depositions, and any other matter specifically designated
to the trial court for purposes of the motion for summary judgment.
SLR Plumbing & Sewer, Inc. v. Turk, 757 N.E.2d 193, 198
(Ind. Ct. App. 2001).
Moreover, Ind. Appellate Rule 49(A), which governs the filing of appendices, provides that:
The appellant shall file its Appendix with its appellants brief. The appellee
shall file its Appendix, if any, with its appellees brief. Any party
may file a supplemental Appendix without leave of court until the final reply
brief is filed.
Ind. Appellate Rule 50 governs the content of appendices and provides, in part,
that:
(1) Purpose. The purpose of an Appendix in civil appeals and
appeals from Administrative Agencies is to present the Court with copies of only
those parts of the record on appeal that are necessary for the Court
to decide the issues presented.
(2) Contents of Appellants Appendix. The appellants Appendix shall contain a
table of contents and copies of the following documents, if they exist:
* * * * *
(b) the appealed judgment or order, including any written opinion, memorandum of decision, or
findings of fact and conclusions thereon relating to the issues raised on appeal;
* * * * *
(f) pleadings and other documents from the Clerks Record in chronological order that
are necessary for resolution of the issues raised on appeal;
* * * * *
(3) Appellees Appendix. The contents of the appellees Appendix shall
be governed by Section (A)(2) of this Rule, except the appellees Appendix shall
not contain any materials already contained in appellants Appendix. The Appendix may
contain additional items that are relevant to either issues raised on appeal or
on cross-appeal.
Here, Employees did not file an appendix but rather submitted the transcript of
the trial along with the exhibits that Employees and Marshall County admitted during
the trial.
See footnote Ind. Appellate Rule 50(2) required that Employees include within their
appendix all documents necessary for the resolution of the issues raised on appeal,
and because Employees are appealing the denial of a motion for summary judgment,
they should have included within their appendix all of the documents that Employees
and Marshall County had designated to the trial court as well as all
pertinent motions and reply motions. Employees did not provide us with: (1)
Marshall Countys motion for summary judgment; (2) Marshall Countys designation of evidence in
support of its motion for summary judgment; (3) Employees response to Marshall Countys
motion for summary judgment; and (4) Employees designation of evidence in support of
its response to Marshall Countys motion for summary judgment.
We note that Ind. Appellate Rule 49(B), which governs the filing of appendices,
provides that: Any partys failure to include any item in an Appendix shall
not waive any issue or argument. We also acknowledge that our supreme
court has examined this rule in the context of a criminal appeal and
held that:
The better practice for an appellate court to follow in criminal appeals where
an Appendix is not filed or where an Appendix is missing documents required
by rule is to order compliance with the rules within a reasonable period
of time, such as thirty days. If an appellant inexcusably fails to
comply with an appellate court order, then more stringent measures, including dismissal of
the appeal, would be available as the needs of justice might dictate.
Johnson v. State, 756 N.E.2d 965, 967 (Ind. 2001). However, Johnson is
distinguishable from this matter because, here, we are reviewing a civil appeal.
Moreover, both our appellate rules as well as applicable case law clearly indicate
that when appealing the grant or denial of a motion for summary judgment,
the moving party must file with the appellate court those materials that were
designated to the trial court for purposes of reviewing the motion for summary
judgment. See App. R. 50; SLR Plumbing & Sewer, Inc., 757 N.E.2d
at 198.
The only portion of the record that Employees submitted was the trial transcript
and accompanying exhibits, the trial courts June 18, 2003, judgment for Marshall County,
and the trial courts January 28, 2003, order granting Marshall Countys motion for
summary judgment. As previously mentioned, we may consider only those portions of
the pleadings, depositions, and any other matter specifically designated to the trial court
for purposes of the motion for summary judgment. Without the designated evidence,
which the trial court relied upon in drafting its summary judgment order, we
cannot review the trial courts decision to grant Marshall Countys motion for summary
judgment. As a consequence, Employees have failed to prove that the trial
court erred, and the presumption of the validity of the summary judgment remains.
For the foregoing reasons, we affirm the judgment of the trial court.
See footnote
Affirmed.
VAIDIK, J. concurs
MATHIAS, J. dissents with separate opinion
IN THE
COURT OF APPEALS OF INDIANA
DAVID A. YOQUELET, et al., )
)
Appellants-Plaintiffs, )
)
vs. ) No. 50A03-0309-CV-343
)
MARSHALL COUNTY, )
)
Appellee-Defendant. )
MATHIAS, Judge, dissenting
I respectfully dissent from the majoritys decision to resolve this case based upon
Employees failure to file the Appendix required by Appellate Rules 49 and 50.
I believe that while Employees failure is not to be countenanced, an
appellate order to supplement is the proper procedure for our court in these
circumstances in civil cases, as well as in criminal cases. Ind.
App. R. 49(B).
If Employees failed to comply with such an order, then the appeal could
be dismissed, rather than resolved on the burden of proof. All cases,
criminal and civil, are too important to resolve other than on their merits,
except in unusual circumstances which are not present here.
Footnote:
The following persons are named as plaintiffs in the Appellants Brief: Howard
Lamaster, Norman Long, Kenneth A. Relos, Philipe M. Beam, Marilyn D. Byers, Ward
S. Byers, Bruce L. Carter, Duane Culp, Gary L. Dunlap, Timothy D. Grace,
Adam L. Gray, Tom Hellinga, Bill Hesler, Connie S. Hodges, Susan S. Huff,
Linda K. Hyndman, Darlene Mangus, Dadanna Orsund, Kent A. Sallee, Linda Secor, Jeffrey
C. Sharp, Kevin Sherk, Larry L. Snyder, Susan Sporner, Cynthia Wiseman, David Wiseman,
and Ted W. Zentz.
Footnote: We note that Employees notice of appeal indicates that Employees were also
appealing from the trial courts June 18, 2003, judgment and its order denying
Employees motion to correct errors. However, there is nothing in appellants brief
indicating that Employees are appealing from anything but the trial courts grant of
Marshall Countys motion for partial summary judgment. Thus, we will only address
the issue of whether the trial court erred by granting Marshall Countys motion
for partial summary judgment.
Footnote: The only material contained in appellees appendix is the chronological case summary,
the trial courts January 28, 2003, order, and an affidavit which had apparently
been filed in response to the earlier motion for partial summary judgment by
Employees. We direct Marshall Countys attention to Ind. Appellate Rule 50(3), which
provides that appellee is subject to the same rules regarding appendices as appellant.
Thus, when Employees failed to file an appendix in accordance with App.
R. 50(2), Marshall County should have filed an appendix that included the omitted
documents.
See discussion infra.
Footnote:
We note that the May 7, 2003, trial was held over three
months after the trial court issued its order granting Marshall Countys motion for
partial summary judgment, and we question the relevance of the submission of the
trial transcript and the accompanying exhibits for our review of the trial courts
January 28, 2003, grant of Marshall Countys motion for summary judgment.
Footnote: We note that another consequence of Employees failure to file an appendix
could be dismissal.
Hughes v. King, 808 N.E.2d 146, 148 (Ind. Ct.
App. 2004).