FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEY FOR APPELLEE:
C. JEROME SMITH DIANA C. GONZALEZ
Law Office of Smith & Marshall David W. Weigle & Associates
Hammond, Indiana Hammond, Indiana
IN THE
COURT OF APPEALS OF INDIANA
LLOYD RAY CHESSER, )
)
Appellant-Plaintiff, )
)
vs. ) No. 45A04-9909-CV-406
)
CITY OF HAMMOND, INDIANA, and )
CITY OF HAMMOND, POLICE )
DEPARTMENT, )
)
Appellee-Defendants. )
APPEAL FROM THE LAKE SUPERIOR COURT
The Honorable James J. Richards, Judge
Cause No. 45D05-9801-MI-5
March 24, 2000
OPINION - FOR PUBLICATION
DARDEN, Judge
STATEMENT OF THE CASE
Lloyd Ray Chesser appeals the trial courts order on his petition for judicial
review affirming the decision of the City of Hammond Board of Public Works
and Safety (the Board) to dismiss him from the Hammond Police Department.
We affirm.
ISSUE
Whether the trial court erred in affirming the Boards decision.
FACTS
On the afternoon of March 27, 1996, Hammond Police Department Officer Chesser was
involved in an incident that produced a citizen complaint concerning his use of
violent force. The Chief of Police (Fred Behrens) determined that Chessers actions
had violated the Departments Rules and Regulations as well as the Canons of
Police Ethics. The Chief suspended Chesser for 45 days without pay and
placed him on probation for one year, beginning September 18, 1996, during which
he was ordered to not violate any Rules or Regulations of the Hammond
Police Department. (R. 123). Chesser acknowledged and accepted the terms of
the probation. (R. 125).
On May 6, 1997, Hammond police responded to a report of domestic violence
at the Chesser home. When police arrived, they learned that an altercation
between Chesser and his wife had taken place in front of their children.
Mrs. Chesser bore scratches and red marks on her neck and lumps
on her head. Chesser was charged with domestic battery, but the charge
was dismissed when Mrs. Chesser indicated that she did not wish to proceed.
On May 19, 1997, the Chief informed Chesser that he was asking the
Board to dismiss Chesser from his employment with the Hammond Police Department.
At a hearing, the Board heard testimony of the first officer to respond
to the call from the Chesser residence on the evening of May 6,
as well as the officer who took a statement that evening from Mrs.
Chesser. Both officers testified that Mrs. Chesser had reported Chesser inflicted various
injuries on her. The Board saw photographs of Mrs. Chesser taken that
evening, and heard testimony from a third officer, who had taken the photographs.
All three officers described the injuries Mrs. Chesser bore that evening.
The Board received the incident reports filed concerning the events of May 6.
A fourth officer, Chessers superior, described his discussions with both Chesser and
his wife on the evening of May 6. Finally, the Chief testified
about how he had reviewed all the reports on the matter and determined
that Chesser had (1) violated Canons of Ethics, Article 6; (2) disobeyed a
lawful order, Rule 3.17, in that the probation order required that he not
violate the rules and regulations; and (3) violated the rule that officers conduct
their private and professional lives so as not to bring disrespect on themselves
or the department. (R. 80).
The Board was provided the Canons of Ethics and Rules and Regulations of
the department. Article 6 of the Canons of Ethics provides as follows:
The law enforcement officer shall be mindful of his special identification by the
public as an upholder of the law. Laxity of conduct or manner
in private life, expressing either disrespect for the law or seeking to gain
special privilege, cannot but reflect upon the police officer and the police service.
The community and the service require that the career of a policeman
give no man special perquisites. It does give the satisfaction and pride
of following and furthering an unbroken tradition of safeguarding the American republic.
The officer who reflects upon this tradition will not degrade it. Rather,
he will so conduct his private life that the public will regard him
as an example of stability, fidelity and morality.
(R. 95). Rule 3.17 states, Failure or deliberate refusal by any officer
or civilian to obey a lawful order given by a superior shall be
considered insubordination. (R. 101). Rule 16.1 provides, Officers and civilians shall
conduct their private and professional lives in such a manner so as not
to bring disrespect on themselves or the department. (R. 119).
In addition, the Board heard Mrs. Chessers testimony contradicting the statements she had
given to the officers on the evening of May 6. Specifically, Mrs.
Chesser testified to the Board that she had attacked Chesser and her own
actions had actually inflicted her injuries.
The Board found that Chesser had violated the personal conduct rule, committed conduct
unbecoming an officer, and disobeyed orders that he obey the rules. Accordingly,
the Board determined that Chesser should be dismissed. Chesser sought judicial review,
and the trial court affirmed the Boards order.
DECISION
Indiana Code 36-8-3-4 sets out the procedure for disciplining, demoting, or dismissing police
officers. Hilburg v. Town of Markleville, 649 N.E.2d 1036, 1037 (Ind. Ct.
App. 1995), trans. denied. Such discipline may follow a conviction of a
crime, or a finding and decision of the safety board that the [officer]
has been . . . guilty of certain enumerated conduct, including a violation
of rules, disobedience of orders, and conduct unbecoming an officer. I.C. §
36-8-3-4(b). The officer must be given an opportunity for a
hearing; and if he seeks a hearing, he must be given notice of
the charges and the specific conduct that comprises the charges. I.C. §
36-8-3-4(c). The decision of the board shall contain specific findings of fact.
These findings must be sufficient to provide for judicial meaningful judicial review.
Koeneman v. City of New Haven, 506 N.E.2d 1135, 1137 (Ind. Ct.
App. 1987), trans. denied.
The decision of the safety board may be appealed by filing a verified
complaint. I.C. § 36-8-3-4(f). But the decision of the safety board
is considered prima facie correct, and the burden of proof is on the
party appealing. I.C. § 36-8-3-4(h). Judicial review of the safety boards
decision is limited to determining whether the board possessed jurisdiction of the subject
matter; and whether its decision was made pursuant to proper procedures, was based
upon substantial evidence, was not arbitrary or capricious, and was not in violation
of any constitutional, statutory or legal principle. Rynerson v. City of Franklin,
669 N.E.2d 964, 971 (Ind. 1996). When we review the boards decision,
we may not determine questions of credibility or weigh conflicting evidence. Id.
Rather, we review the record as a whole to determine whether the
boards decision is supported by substantial evidence. Id.
Chesser first claims he was denied due process in that the charges were
not set forth with sufficient specificity and the charges as stated were too
vague to allow [him] to plan a meaningful and effective defense. Chessers
Brief at 10, 11. We cannot agree.
The Chiefs letter to Chesser of May 19 stated that he had determined
Chessers conduct on May 6 violated Police Department Rules and Regulations in three
ways, to wit: Article 6 of the Canons of Police Ethics, Private Conduct;
Rules and Regulations Article XVI, Personal Conduct, Section 16.1 Standard of Conduct; and
Rules and Regulations Article III, Orders, Section 3.17 Obeying Orders.
See footnote More specifically,
the notice informed Chesser as follows:
These violations stem from the incident with your spouse on May 6, 1997
at 1506-125
th Street. The physical altercation which you had with your wife
in front of your children left marks on your wifes neck and lumps
on the back of her head. Your actions in grabbing her by
the throat and then pounding her head against the wall violate the canons
of personal conduct, as well as the general standard of conduct for any
police officer who is sworn to uphold the law. These violations of
the standards of conduct are themselves violations of the rules and regulations.
Since part of your probation required that you commit no rules violations during
the one year period, you have also violated a direct order of a
superior.
(R. 128). Chesser was given the notice required by statute and by
due process.
Next, Chesser claims the findings were not supported by the evidence and the
findings are insufficient to support the decision. Chessers Brief at 12.
He argues that the sole basis for the request to terminate him was
the alleged domestic battery incident; yet the criminal charge was dismissed; and Mrs.
Chesser clearly and convincingly testified that the incident did not occur as related
by the police reports. Id. Although the statute provides for a
dismissal based upon a criminal conviction, that was not the basis on which
Chessers dismissal was sought. As to his assertion about the testimony of
Mrs. Chesser, the assessment of credibility and weighing of conflicting evidence is performed
by the Board. See Rynerson, 669 N.E.2d at 971.
The Board found as follows:
1. Regardless which party was the aggressor on the night of May
6, 1997, Officer Chesser used an unreasonable and excessive amount of force against
his wife. Police Officers are trained to use restraint under such circumstances.
2. Due to the fact that Officer Chesser was on probation from
a similar altercation which occurred on March 27, 1996, it is obvious that
Officer Chesser lacks the ability to control his temper in certain situations.
3. Officer Chesser understood that he was on probation as of September
18, 1996, for one year and that any further violation of Rules and
Regulations of the Hammond Police Department could result in his termination of employment.
4. Although five Police Officers responded to the incident at the Chesser
residence, we find no evidence that the Chiefs request for dismissal was politically
motivated or that there was a conspiracy against Officer Chesser. On the
contrary, we feel it was to Officer Chessers advantage that so many Officers
responded.
(R. 37).
The evidence before the Board supports these findings, and the findings support the
Boards decision to dismiss Chesser from the police force for committing the conduct
charged.
Chesser also claims, without supporting authority, that he was treated in an arbitrary
and capricious manner. Chessers Brief at 14. We review a decision
made by a safety board as we do that of one by an
administrative agency. Rynerson, 669 N.E.2d at 971. An agency decision is
arbitrary and capricious only where there is no reasonable basis for the decision.
Indiana Civil Rights Commn v. Delaware County Circuit Court, 668 N.E.2d 1219,
1221 (Ind. 1996). The facts and the findings thereon by the Board
provide a reasonable basis for its decision to dismiss Chesser. Therefore, its
decision was not arbitrary and capricious.
Finally, Chesser contends that he was denied a hearing before a fair and
impartial decision maker. He asserts that the appearance of impropriety arose when
Board members went out to lunch with the attorney who represented the Police
Department at the hearing. Chessers Brief at 16. However, he fails
to direct us to any evidence that such an event occurred. Moreover,
he provides no authority for the proposition that (1) such a joint lunch,
without more, would render a hearing before the Board unfair; or (2) such
an assertion, raised for the first time on appeal and without evidentiary support,
requires the remedy that he seeks: reinstatement with back pay to July 3,
1997.
We find no error here.
FRIEDLANDER, J., and GARRARD, Sr.J., concur.
Footnote:
The Chief testified that all officers are given the Department
Rules and Regulations when hired, and that they must sign for the receipt
of same. No evidence or argument suggests that Chesser had not received
the Rules and Regulations.