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Agency Programs - Laws and Regulations
Water Pollution Control Board
In Indiana, the control of water pollution generally is
delegated to the Water Pollution Control Board within the Indiana Department
of Environmental Management. The Water Pollution Control Board is an independent
board consisting of eleven members with qualified knowledge, experience
or education. The Water Pollution Control Board "shall adopt rules for
the control and prevention of pollution in waters of this state with any
substance which is deleterious to the public health or to the prosecution
of any industry or lawful occupation, or whereby any fish life or any
beneficial animal or vegetable life may be destroyed or the growth or
propagation thereof prevented or injuriously affected." (IC 13-1-3-4)
The Board may adopt rules necessary to implement the Federal Water Pollution
Control Act and the Federal Safe Drinking Water Act. Because water pollution
control laws are "necessary for the public health, safety, and welfare,
[they] shall be liberally construed to effectuate the purposes" of these
laws. (IC 13-18-3-11)
Indiana Code 13-18-4-5 provides that a person may not "cause,
permit or suffer to be... drained, allowed to seep, or otherwise disposed
into any waters... any organic or inorganic matter that causes or contributes
to a polluted condition of any waters" in violation of adopted water quality
standards. Indiana also has various statutory provisions which prohibit
the discharge of listed substances or materials into the water or onto
areas which may affect water. This authority is not limited to point sources
of pollution. Indiana Code 13-20-2-1 prohibits depositing contaminants
on land that "creates or would create a pollution hazard that violates
or would violate a rule" as well as depositing any "solid waste... in
or immediately adjacent to a lake or stream."
The State permitting scheme covers only point sources; no
permits are required for nonpoint source discharges of pollutants. (327
IAC 5-2-4(4)) However, IDEM has the general authority to "take appropriate
steps to prevent pollution that is determined to be unreasonable and against
public interests in view of the condition in any stream or other waters"
of the State. (IC 13-18-4-4) In addition, in an administrative, licensing
or other procedure, a "program, product, or conduct that: (1) has; or
(2) is reasonably likely to have; the effect of impairing, polluting,
or destroying the environment may not be authorized, approved, or permitted
to continue if there is a feasible and prudent alternative consistent
with the reasonable requirements of the public health, safety, and welfare."
(IC 13-30-1-6)
The Water Pollution Control Board, which has relatively
broad powers to address sources of and activities contributing to water
pollution, has adopted a policy of nondegradation of water quality which
is applicable to all surface waters and is not limited by pollutant source.
This policy states that "existing beneficial uses shall be maintained
and protected. No degradation of water quality shall be permitted which
would interfere with or become injurious to existing and potential uses."
(327 IAC 2-1.5-19) Several "waters of high quality" were designated and
those waters must be maintained at the water quality existing in 1977
without degradation.
Indiana prohibits the drainage or placement of material
into State waters that causes or contributes to a polluted condition such
that "any fish life or any beneficial animal or vegetable life in any
waters may be destroyed or propagation thereof prevented or injuriously
affected." (IC 13-1-3-8) While this provision does cover nonpoint sources
of pollution, it requires proof of harmful effects on living organisms
in the allegedly affected waterbody. The Ditch Act provides for permitting
by the IDNR of ditching and drain activities within one half mile of any
lake greater than 10 acres in size. IDNR may not issue a permit if such
activity will result in "unreasonably detrimental effects upon fish, wildlife,
or botanical resources." (Ind. Code Ann. 14-26-5-1 et seq.) The Ditch
Act is enforceable by injunction, notice of violation, civil penalty or
petty criminal prosecution. Ind. Code Ann. 14-26-5-16, 14-26-5-17 and
14-10-2-6. In the absence of specific provisions protecting fish and wildlife,
Federal and State endangered species acts may be applicable, though more
limited, in controlling pollution sources.
Indiana is currently in the process of developing a source
water protection plan to be funded under Section 1452 of the Safe Drinking
Water Act. While public water systems using ground water must comply with
the wellhead protection program, there are no comparable comprehensive
source water assessment or protection programs for surface water systems
(although many regulatory programs, including the NPDES permit program,
CAFO regulations, and underground storage tank regulations all contribute
to surface water protection). Indiana's source water assessment plan (SWAP)
will identify and delineate source water areas (watersheds and delineated
wellhead areas) for each public water system in the State. In the identified
source water areas, the State will inventory the potential sources of
contamination and a list of contaminants of concern, and assess water
system susceptibility to contamination. The State recognizes that both
point and nonpoint sources in the watershed and recharge areas for aquifers
may release contaminants which can impact surface and ground water.
State public health laws may address specific instances
or sources of nonpoint source pollution where public health is or may
be adversely affected. Onsite sewage disposal systems (septic systems)
are usually regulated by local building codes and health officials. In
Indiana, standards for residential sewage disposal are promulgated by
the Indiana State Department of Health by rule. (410 IAC 6-8.1) Rule 8.1
addresses residential sewage disposal systems and is administered by the
local boards of health through their health officer. Section 8 defines
a residential sewage disposal system failure as a health hazard. Section
31 states that "no person shall throw, run, drain, seep, or otherwise
dispose into any of the surface waters or ground waters of this state,
or cause, permit, or suffer to be thrown, run, drained, allowed to seep,
or otherwise disposed into such waters, any organic or inorganic matter
from a dwelling or residential sewage disposal system that would cause
or contribute to a health hazard or water pollution." A person may be
ordered to connect to a sewage treatment system or service if it is determined
to be "in the interest of the health, safety, convenience, and welfare
of the residents of an area." (IC 13-18-15-1) This rule is enforced through
the issuance of an order from the local health officer stating the nature
of the violation and setting a time limit to correct the violation.
Indiana has both common law and statutory nuisance provisions.
Nuisance laws usually provide for the abatement of the conditions which
are dangerous to public health or are otherwise noxious or offensive.
Indiana has declared that whatever is "injurious to health, indecent,
offensive to the senses, or an obstruction to the free use of property,
so as essentially to interfere with the comfortable enjoyment of life
or property" is a nuisance and may be subject to legal action. (IC 34-19-1-1)
Successful nuisance actions in Indiana may result in the condition or
activity causing the nuisance being enjoined or abated and the offender
subject to payment of damages. (IC 34-19-1-3) In Indiana, as in many States,
agricultural and industrial activities are not subject to public and private
nuisance actions by virtue of any changed conditions in the vicinity if
they have been operating for more than one year, they were not a nuisance
when they began operations, and there was no significant change in their
operations. This exemption does not apply if the nuisance is a result
of negligent operations. (IC 34-19-1-4)
Indiana requires certification and licensing of all pesticide
users "for hire" and no person may engage in the business of using a pesticide
"on property of another for hire at any time." (IC 15-3-3.6-6) Any "competent
person who is not a licensed applicator for hire may use a pesticide under
the direct supervision of a licensed applicator." (IC 15-3-3.6-7) Indiana
also requires that each "pesticide product that is produced, distributed,
sold, displayed, or offered for sale within this state or delivered for
transportation or transported... shall be registered in the Office of
the State Chemist." (IC 15-3-3.5-5) Indiana Code sec. 15-3-3.5-10 provides
for a list of "restricted use pesticides" and "pesticides for use by prescription
only" for the entire State or for designated areas when characteristics
of pesticide are such that restricted sale, distribution or use is "necessary
to prevent undue hazards to persons, animals, wildlife, lands, or waters
other than the intended pests." Indiana enforcement mechanisms for violations
of State pesticide laws and regulations include registration and licensing
actions, injunctions, orders and civil penalties. (IC 15-3-3.5-1 et seq.
and IC 15-3-3.6-1 et seq.)
Many laws relating to floodplains are designed to qualify
a community for participation in Federal flood insurance programs, often
subject to State approval. In Indiana, it is unlawful to make any deposit
or excavation in a floodway without a State permit from the IDNR Division
of Water and such permit will be granted only if the activity will not
result in "unreasonable hazard to the safety of lifeÉ [or] unreasonable
detrimental effects upon fish, wildlife, or botanical resources." (IC
14-28-1-22) Permits are not required for a variety of activities, including
agriculture, if they do not involve any structure, obstruction, deposit
or excavation. (310 IAC 6-1-9) Enforcement is by injunction, criminal
prosecution and civil penalty of up to $1,000 per day. (IC 14-28-1-31
through IC 14-28-1-36) In addition, deposits or excavations in a floodway
which cause unreasonable hazards to the safety of life or unreasonable
detrimental effects upon fish, wildlife, or botanical resources are considered
to be a public nuisance, subject to appropriate State action to enjoin
or abate the nuisance. (IC 14-28-1-21) The State of Indiana also directly
prohibits depositing contaminants in, upon or within fifteen (15) feet
of a lake or within a floodway, but the prohibition does not apply to
persons applying or using chemicals in a normal manner for agricultural
activities or to persons acting in compliance with a valid discharge permit
from IDEM or IDNR. (IC 14-28-1-27)
The water pollution control laws are enforced pursuant to
IC 13-30-3 or 13-14-2-6. Title 13 Article 30 covers enforcement and legal
actions; Chapter 3 sets procedures for investigations of violations and
administrative proceedings and orders. Upon determination that a violation
has occurred, IDEM must provide notice to the alleged violator of the
violation and shall offer to enter into an agreed order providing for
corrective actions and a civil penalty, if appropriate. ( IC 13-30-3-3)
If the alleged violator does not choose to enter into an agreed order,
IDEM then issues a notice specifying the violations including an order
requiring specific corrective actions and a civil penalty. (IC 13-30-3-4)
Penalties include orders to cease and desist from the violation, monetary
penalties, corrective actions, and/or revocation, conditioning or modification
of a permit. (IC 13-30-3-11) Civil penalties are not to exceed $25,000
per day of any violation. (IC 13-30-4-1) Emergency orders pursuant to
IC 13-14-10-1 impose an additional civil penalty not to exceed $500 per
hour of violation. (IC 13-30-4-2) Indiana Code sec. 13-14-10-1 provides
that the governor may issue an emergency order if contamination of air,
water or land presents a "clear and present danger to the health and safety
of persons in any area." The State may also file suit to "immediately
restrain" and enjoin the discharge. (IC 13-14-10-2) Chapter 6 provides
for criminal penalties for intentional, knowing or reckless violations
of environmental management laws, water pollution control laws or rules
and standards adopted by a board. (IC 13-30-6)
Title 13 Article 14 covers powers and duties of the Indiana
Department of Environmental Management and its boards. Indiana Code sec.
13-14-2-6 permits legal actions by the Commissioner of the IDEM to enforce
a final order, collect penalties or secure compliance with Title 13 or
any standard or rule.
In addition to actions taken by IDEM or any of its boards,
citizens, certain governmental entities and businesses or associations
with offices in Indiana may also pursue legal actions for declaratory
and equitable relief to enforce the State's pollution control laws. These
parties may only maintain such an action after providing notice to the
IDNR, IDEM and the attorney general. (IC 13-30-1-2) If one of the agencies
provided notice proceeds diligently with an administrative or civil action,
then the individual or entity providing notice may not proceed with an
independent legal action. (IC 13-30-1-3)
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