STATE OF INDIANA

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SS:

BEFORE THE INDIANA DEPARTMENT OF

 

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ENVIRONMENTAL MANAGEMENT

COUNTY OF MARION

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COMMISSIONER OF THE DEPARTMENT

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OF ENVIRONMENTAL MANAGEMENT,

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)

Complainant,

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)

v.

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Case No. 2017-24314-W

Pretzels, Inc.,

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)

 

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Respondent.

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AGREED ORDER

 

Complainant and Respondent desire to settle and compromise this action without hearing or adjudication of any issue of fact or law, and consent to the entry of the following Findings of Fact and Order.  Pursuant to Indiana Code (IC) 13-30-3-3, entry into the terms of this Agreed Order does not constitute an admission of any violation contained herein.  Respondent's entry into this Agreed Order shall not constitute a waiver of any defense, legal or equitable, which Respondent may have in any future administrative or judicial proceeding, except a proceeding to enforce this order.

 

I.  FINDINGS OF FACT

 

1.            Complainant is the Commissioner (Complainant) of the Indiana Department of Environmental Management (IDEM), a department of the State of Indiana created by IC 13-13-1-1.

 

2.            Respondent is Pretzels, Inc., which operates the pretzel manufacturing facility, located at 123 Harvest Road, in Bluffton, Wells County, Indiana (the Site).

 

3.            Respondent discharges wastewater in accordance with the terms and conditions of the Bluffton Sewer Use Ordinance into the collection system of the Bluffton publicly owner treatment works (POTW) which subsequently discharges into waters of the State.

 

4.            IDEM has jurisdiction over the parties and the subject matter of this action pursuant to IC 13-30-3.

 

5.            Pursuant to IC 13-30-3-3, IDEM issued a Notice of Violation (NOV) via Certified Mail to Pretzels, Inc.

 

6.            The Respondent is a pretzel manufacturer using advanced baking technology to create innovative snacks like pretzels and extruded corn snacks.  Sodium hydroxide is used at Pretzels, Inc.

 

7.            During an investigation conducted by a representative of IDEM, violations were found, as described below.

 

8.            Pursuant to 327 IAC 5-18-2(a)(1), a user of a POTW shall not allow the introduction of a pollutant that could pass through or cause interference with the operation or performance of the POTW.

 

Pursuant to 327 IAC 5-17-11 (a) “Interference” means a discharge that, alone or in conjunction with a discharge or discharges from other sources, inhibits or disrupts the:

1.    treatment processes or operations,

2.    sludge processes, or

3.    selected sludge; (A) use or (B) disposal methods; of a POTW.

(b) The inhibition or disruption under subsection (a) must:

1)  Cause a violation of a requirement of the POTW’s NPDES permit, including an increase in the magnitude or duration of a violation; or

2)  Prevent the use of the POTW’s sewage sludge or its sludge disposal method selected in compliance with the following statutory provisions, regulations, or permits issued thereunder or more stringent state or local regulations specified in subsections A through D of this rule.

 

On January 7 and 8, 2017, a prohibited discharge of 48,000 pounds of sodium hydroxide was released from the Pretzels, Inc. into the sewage collection system of the Bluffton publicly owned treatment works (POTW) at a rate of 3000 pounds per hour for 16 hours.  The sodium hydroxide is considered a hazardous substance as per CERCLA with a Reportable Quantity of 1000 pounds.  In violation of 327 IAC 5-18-2(a)(1), the discharge disrupted the normal operation of the treatment plant and caused the POTW to violate effluent limitations in its NPDES permit.  The Bluffton POTW was disrupted until January 30, 2017.

 

The discharges meet the definition of interference specified in 327 IAC 5-17-11.  The interference was caused by the prohibited discharge, in violation of 327 IAC 5-2-8(1)(a) and 327 IAC 5-18-2(a)(5).

 

9.            The City of Bluffton has reported that Pretzels, Inc. has introduced measures in the plant to reduce the risk of future releases.  Pretzels, Inc. has removed manual valves and has added lock-outs to their manual feed lines.  Alarm messages have been added to equipment to notify supervisors if caustic usage is high.  The addition of pH monitoring equipment at the outfall to the City’s collection system was also planned.

 

The Bluffton publicly owner treatment works (POTW) had returned to normal operation after 24 days of disruption.

 

10.         In recognition of the settlement reached, Respondent waives any right to administrative and judicial review of this Agreed Order.

 

II. ORDER

 

1.            This Agreed Order shall be effective (Effective Date) when it is adopted by Complainant or Complainant’s delegate (as evidenced by signature), and the adopted Agreed Order has been received by Respondent.  This Agreed Order shall have no force or effect until the Effective Date.  In addition to addressing the violations cited in Paragraph 8 of the Findings of Fact above, this Agreed Order also addresses any additional violations of these same rules that may have occurred subsequent to the issuance of the NOV and prior to the Effective Date.

 

2.            Respondent shall comply with the pretreatment standards for prohibited discharges to a POTW.  Specifically, Respondent shall not allow the introduction of a pollutant into the Bluffton wastewater system that could pass through or cause interference with the operation or performance of the POTW.

 

3.            Within sixty (60) days of the Effective Date, Respondent shall submit to IDEM an Application for Industrial Wastewater Pretreatment (IWP) Permit using State Form 50271 (R2/9-08) following all instructions listed in the form.  Information on the IWP program and the IWP permit application can be found online at http://in.gov/idem/cleanwater/2438.htm.  Pursuant to 327 IAC 5-17-23 the discharge from the facility appears to meet the criteria as a Significant Industrial User (SIU).  Pursuant to IC 13-18-20-12, an application fee of fifty dollars ($50) must also be submitted with the permit application.  IDEM’s request for the application is authorized under 327 IAC 5-21-2(2).  IDEM will evaluate the permit application to determine if an IWP permit is needed for effective control of the discharge from Respondent.

 

4.            All submittals required by this Agreed Order, unless Respondent is notified otherwise in writing by IDEM, shall be sent to:

 

Patrick P. Colcord, Enforcement Case Manager

Office of Water Quality – IGCN 1255

Indiana Department of Environmental Management

100 North Senate Avenue

Indianapolis, IN 46204-2251

 

5.            Respondent is assessed and agrees to pay a civil penalty of Nine Thousand Dollars, ($9,000).  Said penalty amount shall be due and payable to the Environmental Management Special Fund within 30 days of the Effective Date; the 30th day being a “Due Date.”

 

6.            In the event the terms and conditions of the following paragraphs are violated, IDEM may assess and Respondent shall pay the corresponding stipulated penalty:

 

Paragraph

Violation

Stipulated Penalty

3

Failure to submit an IWP application within 60 days.

$500 per week late, or part thereof.

 

7.            Stipulated penalties shall be due and payable no later than the 30th day after Respondent receives written notice that IDEM has determined a stipulated penalty is due, the 30th day being a “Due Date.”  IDEM may notify Respondent at any time that a stipulated penalty is due.  Failure to notify Respondent in writing in a timely manner of a stipulated penalty assessment shall not waive IDEM’s right to collect such stipulated penalty or preclude IDEM from seeking additional relief against Respondent for violation of this Agreed Order.  Neither assessment nor payment of stipulated penalties shall preclude IDEM from seeking additional relief against Respondent for a violation of this Agreed Order.  Such additional relief includes any remedies or sanctions available pursuant to Indiana law, including, but not limited to, civil penalties pursuant to IC 13-30-4.

 

8.            Civil and stipulated penalties are payable by check to the “Environmental Management Special Fund.”  Checks shall include the Case Number 2017-24314-W of this action and shall be mailed to:

 

Office of Legal Counsel

Indiana Department of Environmental Management

IGCN, Rm N1307

100 North Senate Avenue

Indianapolis, IN 46204

 

9.            This Agreed Order shall apply to and be binding upon Respondent and its successors and assigns. Respondent’s signatories to this Agreed Order certify that they are fully authorized to execute this Agreed Order and legally bind the party they represent.  No change in ownership, corporate, or partnership status of Respondent shall in any way alter its status or responsibilities under this Agreed Order.

 

10.         In the event that the monies due to IDEM pursuant to this Agreed Order are not paid on or before their Due Date, Respondent shall pay interest on the unpaid balance and any accrued interest at the rate established by IC 24-4.6-1.  The interest shall be computed as having accrued from the Due Date until the date that Respondent pays any unpaid balance.  The interest shall continue to accrue on the first of each month until the civil penalty and any interest accrued are paid in full.  Such interest shall be payable to the Environmental Management Special Fund, and shall be payable to IDEM in the manner specified above.

 

11.         In the event that any terms of this Agreed Order are found to be invalid, the remaining terms shall remain in full force and effect and shall be construed and enforced as if this Agreed Order did not contain the invalid terms.

 

12.         Respondent shall provide a copy of this Agreed Order, if in force, to any subsequent owners or successors before ownership rights are transferred.  Respondent shall ensure that all contractors, firms and other persons performing work under this Agreed Order comply with the terms of this Agreed Order.

 

13.         This Agreed Order is not and shall not be interpreted to be a permit or a modification of an existing permit.  This Agreed Order, and IDEM’s review or approval of any submittal made by Respondent pursuant to this Agreed Order, shall not in any way relieve Respondent of its obligation to comply with the requirements of its applicable permit or any applicable Federal or State law or regulation.

 

14.         Complainant does not, by its approval of this Agreed Order, warrant or aver in any manner that Respondent’s compliance with any aspect of this Agreed Order will result in compliance with the provisions of any permit, order, or any applicable Federal or State law or regulation.  Additionally, IDEM or anyone acting on its behalf shall not be held liable for any costs or penalties Respondent may incur as a result of Respondent’s efforts to comply with this Agreed Order.

 

15.         Nothing in this Agreed Order shall prevent or limit IDEM’s rights to obtain penalties or injunctive relief under any applicable Federal or State law or regulation, except that IDEM may not, and hereby waives its right to, seek additional civil penalties for the same violations specified in the NOV.

 

16.         Nothing in this Agreed Order shall prevent IDEM [or anyone acting on its behalf] from communicating with the United States Environmental Protection Agency (EPA) or any other agency or entity about any matters relating to this enforcement action.  IDEM or anyone acting on its behalf shall not be held liable for any costs or penalties Respondent may incur as a result of such communications with EPA or any other agency or entity.

 

17.         This Agreed Order shall remain in effect until Respondent has complied with all terms and conditions of this Agreed Order and IDEM issues a Resolution of Case (close out) letter to Respondent.

 

REMAINDER OF PAGE INTENTIONALLY LEFT BLANK.

 

TECHNICAL RECOMMENDATION:

RESPONDENT:

Department of Environmental Management

Pretzels, Inc.

 

By:_________________________

By:_________________________

Dave Tennis, Chief

 

Water Enforcement Section

 

Surface Water, Operations and

Printed:______________________

Enforcement Branch

 

Office of Water Quality

Title:________________________

 

 

Date:_______________________

Date:________________________

 

 

COUNSEL FOR RESPONDENT:

 

 

By:_________________________

 

 

Date:_______________________

 

APPROVED AND ADOPTED BY THE INDIANA DEPARTMENT OF ENVIRONMENTAL

MANAGEMENT THIS ______ DAY OF ________________________, 20___.

 

 

For the Commissioner:

 

 

 

Signed on July 19, 2017

 

Martha Clark Mettler

 

Assistant Commissioner

 

Office of Water Quality