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Secretary Lawson to suspend licenses of stock brokers delinquent on child support
Start Date: 11/20/2012 All Day
End Date: 11/20/2012
Entry Description

Letters mailed warning securities professionals to pay up or lose your license  

INDIANAPOLIS (November 20, 2012) – Today, Secretary of State Connie Lawson sent letters to stockbrokers who are behind on child support and not making payments, warning that if they do not pay, their professional license will be suspended. Secretary Lawson worked with the Department of Child Services to identify financial professionals who are registered with the Securities Division of the Secretary of State’s office and who are behind in child support and not making payments.

“Non-custodial parents have a responsibility to provide financial support to their children,” said Secretary of State Connie Lawson. “To ensure kids get what they deserve, financial professionals registered with my office who don’t pay will have their license suspended.”

Four stockbrokers registered with the Securities Division have been identified as behind in child support in amounts of $4,000 or more. The total amount due is in excess of $160,000 with the largest amounts owed being $62,820 and $70,400. Individuals who have not made arrangements for payment with county prosecutors will receive a warning that payment is required or that a suspension is possible. If the individual does not respond, then the Securities Division may suspend their license until payment arrangements are made. 

Earlier this year, the General Assembly gave the Secretary of State the authority to suspend an individual’s registration under the Indiana Uniform Securities Act for failure to pay child support. House Enrolled Act 1294, which authorized the change, was authored by Representatives Heaton and Burton and sponsored by Senators Smith and Mrvan.

Contact Information:
Name: Valerie Kroeger
Phone: 317-233-8655
Email: vkroeger@sos.IN.gov
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Entry Type:
Press Release
Entry Category:
  • Alerts and Notification
  • Announcements
  • Kids and Families
  • IN.gov Category:
  • Goverment
  • Family & Health
  • Agency Name
    Secretary of State

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